Tap any paragraph to write a margin note. Your notes collect in the Desk below the text and file under cases with @. The side-by-side margin rail opens on a larger screen.

Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 38 — Designated Contract Markets · § 38.708

§ 38.708. Decisions.

160 words·~1 min read·/us/cfr/t17/s§ 38.708·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

Promptly following a hearing conducted in accordance with § 38.707 of this part, the disciplinary panel must render a written decision based upon the weight of the evidence contained in the record of the proceeding and must provide a copy to the respondent. The decision must include:
(a)The notice of charges or a summary of the charges;
(b)The answer, if any, or a summary of the answer;
(c)A summary of the evidence produced at the hearing or, where appropriate, incorporation by reference of the investigation report;
(d)A statement of findings and conclusions with respect to each charge, and a complete explanation of the evidentiary and other basis for such findings and conclusions with respect to each charge;
(e)An indication of each specific rule that the respondent was found to have violated; and
(f)A declaration of all sanctions imposed against the respondent, including the basis for such sanctions and the effective date of such sanctions.
★   the supreme law of the land   ★
Don't Tread on Me
E Pluribus Unum — out of many, one

"If you don't know your rights, you don't have any."

Marginalia · a citizen's law index
A research desk, not legal advice. Always read the cited source before relying on a summary.
Questions or an issue? support@self-law.org
disclaimerMarginalia is a research index, not a law firm. Nothing on this site is legal, tax, or financial advice and no attorney–client relationship is formed by using it. Statutes, regulations, and case law change; summaries, search results, AI output, and member posts may be incomplete, out of date, or wrong. Any interpretation drawn from material on this site should be validated by a licensed attorney in your jurisdiction before you act on it.